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SEC Proposes New Oversight Requirements for Certain Services Outsourced by Investment Advisers

SEC Alerts October 26, 2022
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SEC Investor News

The Securities and Exchange Commission today proposed a new rule and rule amendments under the Investment Advisers Act of 1940 to prohibit registered investment advisers from outsourcing certain services and functions without conducting due diligence and…

Read the full press release from the U.S. Securities and Exchange Commission here.
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