SPEECH: There’s a Fund for That: Remarks before FINRA’s Certified Regulatory and Compliance Professional Dinner

There’s a Fund for That:
Remarks before FINRA’s Certified Regulatory and Compliance Professional Dinner
Commissioner Hester M. Peirce
November 15, 2022
Read the full speech transcript from the U.S. Securities and Exchange Commission here.
Click Here to Follow SEC Alerts
Responses