2022 SEC Regulation Outside the United States – Scott Friestad Memorial Keynote Address
William A. Birdthistle
Director of the Division of Investment Management
November 14, 2022
Read the full speech transcript from the U.S. Securities and Exchange Commission here.
Click Here to Follow SEC Alerts
The Securities and Exchange Commission today announced that it filed 760 total enforcement actions in fiscal year 2022, a 9 percent increase over the prior year. These included 462 new, or “stand alone,” enforcement actions, a 6.5 percent increase over…
The Securities and Exchange Commission announced today that Sarah ten Siethoff has been named Deputy Director of the Division of Investment Management. In addition to serving as Deputy Director, Ms. ten Siethoff will continue serving as the Associate…
Share Washington, D.C.–(Newsfile Corp. – December 21, 2022) – The Securities and Exchange Commission announced today that Sarah ten Siethoff has been named Deputy Director…
Please confirm you want to block this member.
You will no longer be able to:
Please note: This action will also remove this member from your connections and send a report to the site admin. Please allow a few minutes for this process to complete.
Responses