SEC Charges Massachusetts-Based Firm and Its Co-Owners with Acting as Unregistered Securities Dealers
Auctus Fund Management, LLC, Louis Posner, and Alfred Sollami (Release No. LR-25741; Jun. 1, 2023)
Category: Enforcement
SEC Charges Self-Proclaimed ‘Queen of Mobile Homes’ and Three Salespeople with Fraud in Mobile Home Investment Scheme
Chimene Van Gundy, Outstanding Real Estate Solutions, Inc., Michael Trofimoff, Santos Kidd, and Maria Tosta (Release No. LR-25739; May 31, 2023)
SEC Settles IIIicit Trading Case Against Two Former Registered Representatives
Engler, et al. (Release No. LR-25738; May 30, 2023)
SEC Charges Additional Social Media Influencer in Stock Manipulation Scheme
Francis Sabo (Release No. LR-25736; May 26, 2023)
SEC Resolves Fraud Case Against Former CEO of New York-Based iFresh, Inc
Read the original litigation release from the U.S. Securities and Exchange Commission here.